GLOBAL MARKETS ADVISORY GROUP

Strategic Financial Advisory Firm

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DOMESTIC MARKETS

We have first-hand experience managing trading operations, identifying and evaluating areas of potential regulatory liability, and designing solutions that work in the real world.

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INTERNATIONAL MARKETS

We can help create global standards for your financial infrastructure
which will aid in the process of attracting direct foreign investment

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We offer strategic advice to broker-dealers, domestic and international exchanges and foreign companies that are currently operating or looking to enter the financial industry

service-icon1DOMESTIC SERVICES

FINRA and SEC Compliance

In an ever changing regulatory environment it is important to stay current and avoid the pitfalls that could result in investor harm and financial and reputational losses to the firm. GMAG will assist your firm in creating a culture of compliance in the following areas


General Compliance Advisory

To keep you up to date, we can monitor regulatory developments that are relevant to your business and advise you on how to respond and help you update your existing compliance program.


Audits and Investigations

As former practitioners we have first hand experience in dealing with regulators. We can help position your regulatory program so it addresses their expectations and recommend ways to run your program more efficiently.


Listings

The decision to become public is one of the most important decisions a company will make in its lifetime. For many businesses, becoming public is the ultimate goal and an affirmation of success.

service-icon2INTERNATIONAL SERVICES

Listings

The decision to become public is one of the most important decisions a company will make in its lifetime. For many businesses, becoming public is the ultimate goal and an affirmation of success.


Technology

In order to remain competitive in an ever changing landscape, firms must maintain an edge by deploying a world class technology, operations and infrastructure platform.


Regulation

Emerging and frontier markets are eager to upgrade their financial infrastructures to attract direct foreign investment and to be attractive to local industries as a source of liquidity.


Operations and Clearing

GMAG’s experts have extensive experience in cross-border securities and payment systems, with comprehensive knowledge in the U.S. and International post-trade securities sector

Global Markets Advisory Group was instrumental in coordinating our visit to FINRA. We learned a great deal about FINRA’s role in the U.S. markets and how their oversight helps in building investor confidence. I would highly recommend contacting this group if you would like to understand how enforcing high ethical standards and enforcing investor safeguards supports market integrity. This in turn will help to attract foreign direct and indirect investment.

Tran Van Dzung

Chairman and Chief Executive Officer, HANOI STOCK EXCHANGE

“I appreciate this opportunity to describe my experiences with Global Markets Consulting LLC and two of its principals, Kevin Trimble and Charlie Dolan. They are a securities industry consulting firm whose principals and staff have many years of real-world experience, high-level skills and practical know-how. They have successfully and creatively resolved numerous regulatory problems, and maintain an excellent relationship with regulatory authorities. They are the best group of compliance consultants I know.”

George Brunelle

Brunelle & Hadjikow, P.C.

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